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Employer Retaliation Against Employee
In an employment
law context, retaliation occurs when
an employer takes an adverse action against an employee (such as firing),
because the employee has engaged in a protected activity. Employers that unlawfully retaliate against
employees may be penalized or required to pay damages to the affected
employees.
An employee can
engage in a protected activity by either “participation” or “opposition.”
For example, an employee may file a claim against the employer for
violating the law. An employee may also
testify in a proceeding or assist in an investigation related to an employer’s
misconduct. An employee may also engage
in a protected activity via opposition by making complaints to management about
the company’s violation of the law, protesting against violations of the law,
refusing to engage in an activity that would violate the law, or expressing
support of co-workers who have made complaints or filed charges or lawsuits
against the company.
If an employee
engages in a protected activity and the employer takes an adverse action
against that employee, then the employee may have a claim for retaliation. Adverse actions are actions that would
dissuade a reasonable worker from engaging in a protected activity. These
include firing, failing to promote, reducing wages, changing shifts or
schedules, issuing discipline or poor performance reviews, or decreasing
opportunities for advancement.
It is not
enough, however, for the employee to prove that an adverse action occurred
after the employee engaged in a protected activity. The employee must also prove that a causal
connection existed between the protected activity and the adverse action. This typically means that the person who made
the decision to take the adverse action was aware of the employee’s protected
activity and that it factored into the adverse action decision. For example, if an
employee complained to one manager about a violation of the law, but a
different manager decided to fire the employee without knowing of the
complaint, there will not be a causal connection as one cannot retaliate for
actions of which one is unaware.
Additionally, to
prove a causal connection, the adverse action must be taken somewhat close in time to
the protected activity. This means that
not too much time can pass between the protected activity and the adverse
action. For example, if an employee
refused to perform a certain task because he believed it was a violation of the
law, and then was fired a year later, a court may find that too much time
passed in order to establish that the adverse action (the firing) was causally
connected to the employee’s protected activity.
If an employee
can prove that he or she engaged in a protected activity, suffered an adverse
employment action, and there was a causal connection between the protected
activity and the adverse action, then the employee has established a prima
facie case of retaliation. The employer
can defend itself, though, by setting forth a legitimate, non-retaliatory
reason for the adverse action. For
example, the employer may assert that the employee was fired because he
repeatedly was late or absent from work.
If the employer
is able to set forth a legitimate, non-retaliatory reason for the adverse
action, then the employee will need to show that the reason provided by the
employer was not the real reason for the action (it was a merely a “pretext”)
and that the real reason was retaliation.
An employee can show pretext in different ways, including by showing
that other employees were not fired for engaging in the same conduct and were
not adversely affected. Pretext can also
be demonstrated by showing that the employer shifted its explanation for the
adverse action during the process.
An employee who
successfully shows pretext may be entitled to recover damages due to
retaliation. The type of damages an
employee can recover depends upon the law the employer has violated. Damages may include lost wages, compensatory
damages (e.g., for lost salary and emotional distress), and punitive
damages. The employee may also be
entitled to repayment for any attorney’s fees he or she incurred in pursuing
the retaliation claim.
There are many
laws that prohibit employers from retaliating against their employees. Individual states have laws that protect
whistleblowers, who are individuals who report an organization’s misconduct. Additionally, there are a multitude of federal
laws with anti-retaliation provisions including:
·
Age
Discrimination in Employment Act
·
American
Recovery and Reinvestment Act of 2009
·
Americans
with Disabilities Act
·
Commercial
Motor Vehicle Safety Act
·
Consumer
Financial Protection Act
·
Consumer
Product Safety Act
·
Dodd-Frank
Wall Street Reform and Consumer Protection Act
·
Employee
Retirement Income Security Act
·
Fair
Labor Standards Act
·
Family
and Medical Leave Act
·
National
Labor Relations Act
·
Occupational
Safety and Health Act of 1970
·
Patient
Protection and Affordable Care Act
·
Sarbanes-Oxley
Act of 2002
·
Title
VII of Civil Rights Act of 1964
·
Uniformed
Services Employment and Reemployment Rights Act
·
Whistleblower
Protection Act
As the number of
laws with anti-retaliation provisions has increased, so has the number of
retaliation lawsuits. The numbers of
retaliation claims filed with the Equal Employment Opportunity Commission
(“EEOC”) has steadily climbed over the past ten years. Retaliation claims accounted for nearly half
(45.9%) of the charges filed with the EEOC in 2016. With retaliation growing as an area of
concern for employers, companies may seek to prevent retaliation by
implementing anti-retaliation policies, training employees and managers on
these policies, setting up formal avenues for employees to make complaints, and
establishing and following processes for the investigation of employee
complaints.